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Experienced Guidance
for Your Life’s
Biggest Milestones.

A comprehensive, team-based approach to wealth management built on decades of professional experience. We help corporate executives, professionals, and families protect what they’ve built and pursue their long-term goals.

HEADQUARTERS
5747 Perimeter Drive
Suite 240, Dublin, OH

EMAIL
contact@tri-oakpwm.com

PHONE
(614) 956-4180

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Our Identity
Navigating Wealth,
Together.

At Tri-Oak Private Wealth Management, we believe that true financial clarity comes from a collaborative approach. Our team brings a rich variety of skills and a long track record of professional experience to the table, ensuring every angle of your financial life is carefully considered. We don't just manage portfolios—we help you build a blueprint for your personal and family goals.

Who We Serve

01
Corporations, Corporate Executives & Employer Sponsored Retirement Plans

Custom strategies for equity compensation, concentrated stock management, and tax-efficient diversification.

02
Busy Professionals

Streamlined wealth management designed to optimize cash flow, maximize retirement savings, and simplify complex financial landscapes.

03
Families & Multi-Generational Wealth

Intentional legacy planning and education strategies to support the people who matter most to you.

Our Services
Comprehensive Wealth Management
Tailored to You

Your financial life has many moving pieces. Our job is to fit them together seamlessly. We offer an integrated suite of wealth management services designed to protect your assets, optimize your cash flow, and build a lasting legacy.

Portfolio & Wealth Management

Portfolio & Wealth Management

Active, strategic asset management aligned with your risk tolerance, time horizons, and personal benchmarks. We focus on building resilient, diversified portfolios designed to withstand changing market cycles.

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Retirement & Social Security Strategies

Retirement & Social Security Strategies

Transforming your hard-earned savings into a sustainable, lifelong income stream. We maximize your corporate benefits and map out the optimal timing for your Social Security to secure a confident next chapter.

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Corporate Executive & Business Owner Services

Corporate Executive & Business Owner Services

Navigating executive compensation packages can be incredibly complex. We specialize in equity compensation, stock options, deferred compensation strategies, and succession planning for business owners.

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Estate, Legacy & Cash Flow Analysis

Estate, Legacy & Cash Flow Analysis

Protecting your wealth today while planning for tomorrow. We analyze your ongoing cash flow to look for optimization opportunities, and we work hand-in-hand with estate professionals to ensure your assets transfer smoothly to the next generation.

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Family Goals & Education Planning

Family Goals & Education Planning

Securing the future for your children or grandchildren. We help you navigate tax-advantaged education strategies, including 529 plans, to fund their dreams without compromising your own financial independence.

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Our Process
The Wealth Planning Process.

Every financial decision should support a larger purpose. Our process is designed to help you move forward with clarity, confidence, and a strategy tailored to your unique goals and aspirations.


01
Discover

  We begin by getting to know you, your family, and your financial priorities. Through meaningful conversations, we gain a clear understanding of your goals, values, challenges, and opportunities.

02
Design

  Using the insights gathered during discovery, we develop a personalized wealth strategy tailored to your needs. Your plan is built to help address today's priorities while remaining flexible for tomorrow's possibilities.

03
Implement

  Once a strategy is established, we put the plan into action with careful coordination and attention to detail. We guide each step of the process to help ensure a seamless transition from planning to execution.

04
Steward

  Wealth management is an ongoing journey. Through regular reviews and proactive guidance, we monitor progress, adjust strategies as circumstances change, and help keep you aligned with your long-term goals.

Our Experience

An Award-Winning Team Dedicated to Your Success

We are honored to be recognized by Forbes/SHOOK research as a 2026 Best-In-State Wealth Management Team. In addition, Tri-Oak PWM advisors have again been recognized as Forbes/SHOOK research 2026 Best-In-State Wealth Advisors

Shad Patterson / Jordan Matola / Phil Alexander / Brad Graham


Frequently Asked Questions
General Firm Questions

Find answers to common questions about our firm, services, and wealth management approach. If you don't see what you're looking for, we're always happy to start a conversation.

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  • Our biggest differentiator is our collaborative, team-based approach. Rather than working with just a single advisor, our clients benefit from our collective experience and a diverse variety of professional skills. We look at your entire balance sheet to build highly customized, comprehensive wealth management plans that align with your family and personal goals.

  • Tri-Oak is an independent wealth management firm. We partner with Prospera Financial Services as our Broker-Dealer to handle compliance, technology infrastructure, and back-office support. This independence allows us to offer completely objective advice without being tied to proprietary financial products, ensuring your best interests always come first.

  • Not at all. While our physical office is located in Dublin, Ohio, we have a national geographic focus. We utilize secure digital portals, video conferencing, and remote collaboration tools to seamlessly serve corporate executives, professionals, and families across the country.

  • We offer a fully integrated suite of wealth management solutions, including:

    • Portfolio Management & Asset Allocation
    • Retirement Income & Social Security Strategies
    • Corporate Executive & Business Owner Services
    • Estate, Legacy, & Asset Protection Strategies
    • Cash Flow Analysis & Education Planning (529 plans)
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Insights
Latest Insights

  Knowledge is a key part of successful wealth management. Discover our latest thoughts on investing, retirement planning, tax strategies, and other topics that matter most to affluent families.

Putting a Price Tag On Your Health

Putting a Price Tag On Your Health

Being healthy not only makes you feel good, it may also help you financially.
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IRA Withdrawals that Escape the 10% Tax Penalty

IRA Withdrawals that Escape the 10% Tax Penalty

The list of IRA withdrawals that may be taken without incurring a 10% early penalty has grown.
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Countering Counterfeit Currency

Countering Counterfeit Currency

Combating counterfeiting remains core to preserving the integrity of the nation’s money.
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Access Your Accounts

Retirement strategies can be complex. Our financial professionals are here to guide you through the process, providing you with the information you need to help make informed decisions about your future.

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